Nasdaq Copenhagen A/SEquity Market information
Disciplinary decision from Nasdaq Copenhagen: Reprimand and fine imposed toCitigroup Global Markets Europe AG
The Disciplinary Committee concludes that Citi has violated five sections ofthe Nasdaq Nordic Member Rule Book, rules 3.7.4, 4.2.5, 4.5.2, 4.5.3 and4.11.2.
A resume of the decision will be available in Decisions & Statements 2025 onthe following link:https://www.nasdaq.com/solutions/decisions-sanctions-copenhagen.
In order to ensure transparency about the decisions from the exchange, theexchange publish decisions concerning a reprimand with the identity of theissuer. This is stated in Nasdaq Nordic Member Rules, Rule 4.13.1.
Further information about Nasdaq’s disciplinary procedures can be found on thefollowing link:https://www.nasdaq.com/solutions/copenhagen-disciplinary-processes
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For further information, please contact: Surveillance, tel. +45 33 93 33 66.https://view.news.eu.nasdaq.com/view?id=bc2756e4aef43557fbbcd97221a96f7d2&lang=en&src=omxlink