{"id":111563,"date":"2026-08-04T11:16:43","date_gmt":"2026-08-04T11:16:43","guid":{"rendered":"https:\/\/www.europesays.com\/ch\/111563\/"},"modified":"2026-08-04T11:16:43","modified_gmt":"2026-08-04T11:16:43","slug":"insight-the-key-compliance-lessons-from-fincens-historic-125m-ubs-fine","status":"publish","type":"post","link":"https:\/\/www.europesays.com\/ch\/111563\/","title":{"rendered":"INSIGHT: The key compliance lessons from FinCEN\u2019s historic $125m UBS fine"},"content":{"rendered":"<p>By SARAH BETH FELIX, Special Correspondent<\/p>\n<p>UBS is a recidivist, and FinCEN proved it with its latest order, in which it fined the company $125 million for a string of anti-money laundering issues.<\/p>\n<p>Andrea Gacki, FinCEN\u2019s Director, is due to leave the agency for Citi. Could this be her swan song? If so, it\u2019s a good one! <\/p>\n<p>Here are the lessons learned:<\/p>\n<p><img decoding=\"async\" src=\"https:\/\/www.europesays.com\/ch\/wp-content\/uploads\/2026\/08\/1785842203_21_phone-tablet-desktop.png\" alt=\"AML Intelligence\" data-pagespeed-url-hash=\"1034874810\" onload=\"pagespeed.CriticalImages.checkImageForCriticality(this);\"\/><br \/>\nSubscribe now to have unlimited access<\/p>\n<p class=\"amlpmp-content-message__description\">With our membership subscription, you will have unlimited access to the AML Intelligence site, updated daily with the latest analysis, opinion, and breaking news across the sector, newsletter delivered twice per week, access to our Global Bank Fines &amp; Penalties database, free access to Boardroom Series and more!<\/p>\n<p><a class=\"amlpmp-content-message__button amlpmp-content-message__button--primary\" href=\"https:\/\/www.amlintelligence.com\/membership-account\/membership-levels\" rel=\"nofollow noopener\" target=\"_blank\">View subscription options<\/a><a class=\"amlpmp-content-message__button amlpmp-content-message__button--transparent\" href=\"https:\/\/www.amlintelligence.com\/login\" rel=\"nofollow noopener\" target=\"_blank\">If you have an account, log in<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"By SARAH BETH FELIX, Special Correspondent UBS is a recidivist, and FinCEN proved it with its latest order,&hellip;\n","protected":false},"author":2,"featured_media":111564,"comment_status":"","ping_status":"","sticky":false,"template":"","format":"standard","meta":{"footnotes":"","_share_on_mastodon":"0"},"categories":[129],"tags":[54330,17,223,714],"class_list":["post-111563","post","type-post","status-publish","format-standard","has-post-thumbnail","category-ubs","tag-fincen","tag-switzerland","tag-ubs","tag-us"],"share_on_mastodon":{"url":"https:\/\/pubeurope.com\/@ch\/117036960237289772","error":""},"_links":{"self":[{"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/posts\/111563","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/comments?post=111563"}],"version-history":[{"count":0,"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/posts\/111563\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/media\/111564"}],"wp:attachment":[{"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/media?parent=111563"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/categories?post=111563"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/tags?post=111563"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}