{"id":111589,"date":"2026-08-04T12:53:09","date_gmt":"2026-08-04T12:53:09","guid":{"rendered":"https:\/\/www.europesays.com\/ch\/111589\/"},"modified":"2026-08-04T12:53:09","modified_gmt":"2026-08-04T12:53:09","slug":"reg-wrap-us-agency-slams-ubs-with-historic-125mn-fine","status":"publish","type":"post","link":"https:\/\/www.europesays.com\/ch\/111589\/","title":{"rendered":"Reg Wrap: US agency slams UBS with \u2018historic\u2019 $125mn fine"},"content":{"rendered":"<p>The US Treasury\u2019s Financial Crimes Enforcement Network has levied a $125mn <a href=\"https:\/\/www.fincen.gov\/system\/files\/2026-07\/UBS-Consent-Order.pdf\" target=\"_blank\" rel=\"nofollow noopener\">civil money penalty<\/a> against UBS Financial Services for its lax anti-money laundering controls.\u00a0<\/p>\n<p>It\u2019s the biggest fine FinCen <a href=\"https:\/\/www.fincen.gov\/news\/news-releases\/fincen-assesses-historic-125-million-penalty-against-ubs-financial-services-inc\" target=\"_blank\" rel=\"nofollow noopener\">says<\/a> it has ever levied against a broker-dealer for breaking the Bank Secrecy Act, but it is not the first time that the $172bn bank has been punished.\u00a0<\/p>\n<p>This is a premium article. Want to continue reading?Benefit from expert analysis, exclusive data and rankings, clear insight into innovation, regulation and strategy, and the context you need to stay ahead of critical developments in global finance.<a data-trackable=\"premium-subscribe-barrier-cta\" href=\"https:\/\/www.thebanker.com\/Subscribe?cdt=premium-subscribe-barrier\" class=\"sc-dDzAqx QaLsF\" rel=\"nofollow noopener\" target=\"_blank\">View your access options<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"The US Treasury\u2019s Financial Crimes Enforcement Network has levied a $125mn civil money penalty against UBS Financial Services&hellip;\n","protected":false},"author":2,"featured_media":111590,"comment_status":"","ping_status":"","sticky":false,"template":"","format":"standard","meta":{"footnotes":"","_share_on_mastodon":"0"},"categories":[129],"tags":[44711,25731,223],"class_list":["post-111589","post","type-post","status-publish","format-standard","has-post-thumbnail","category-ubs","tag-provision","tag-stability","tag-ubs"],"share_on_mastodon":{"url":"https:\/\/pubeurope.com\/@ch\/117037341396076871","error":""},"_links":{"self":[{"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/posts\/111589","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/comments?post=111589"}],"version-history":[{"count":0,"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/posts\/111589\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/media\/111590"}],"wp:attachment":[{"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/media?parent=111589"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/categories?post=111589"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.europesays.com\/ch\/wp-json\/wp\/v2\/tags?post=111589"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}