SEC Form 3
\n FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549<\/p>\n
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES<\/p>\n
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940<\/p>\n
OMB APPROVALOMB Number:3235-0104Estimated average burdenhours per response:0.51. Name and Address of Reporting Person*WORLDWIDE PLAZA309 WEST 49TH STREET(Street)(Country)2. Date of Event Requiring Statement
\n (Month\/Day\/Year)
04\/01\/20263. Issuer Name and Ticker or Trading Symbol
\n
JAPAN SMALLER CAPITALIZATION FUND INC
\n [ JOF ]
\n 3a. Foreign Trading Symbol
\n\t\t
5. If Amendment, Date of Original Filed
\n (Month\/Day\/Year)
4. Relationship of Reporting Person(s) to Issuer
\n
(Check all applicable)Director10% OwnerOfficer (give title below)XOther (specify below)CEO to the Adviser of JOF6. Individual or Joint\/Group Filing (Check Applicable Line)
\n XForm filed by One Reporting PersonForm filed by More than One Reporting PersonTable I – Non-Derivative Securities Beneficially Owned1. Title of Security (Instr.
\n 4)
\n 2.
\n Amount of Securities Beneficially Owned (Instr.
\n 4)
\n 3. Ownership Form: Direct (D) or Indirect (I) (Instr.
\n 5)
\n 4. Nature of Indirect Beneficial Ownership (Instr.
\n 5)
\n Table II – Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)1. Title of Derivative Security (Instr.
\n 4)
\n 2. Date Exercisable and Expiration Date
\n (Month\/Day\/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr.
\n 4)
\n 4. Conversion or Exercise Price of Derivative Security
\n 5. Ownership Form: Direct (D) or Indirect (I) (Instr.
\n 5)
\n 6. Nature of Indirect Beneficial Ownership (Instr.
\n 5)
\n Date ExercisableExpiration DateTitleAmount or Number of SharesExplanation of Responses:No securities are beneficially owned.\/s\/ Shoichi Ohkoshi04\/08\/2026** Signature of Reporting PersonDateReminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.* If the form is filed by more than one reporting person,
\n see<\/p>\n
Instruction
\n 5<\/p>\n
(b)(v).** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
\n See<\/p>\n
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
\n see<\/p>\n
Instruction 6 for procedure.Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.* Form 3: SEC 1473 (03-26)<\/p>\n","protected":false},"excerpt":{"rendered":"SEC Form 3 FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF…\n","protected":false},"author":2,"featured_media":110,"comment_status":"","ping_status":"","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[2],"tags":[44,48,45,8,42,43,33,47,46],"class_list":["post-109","post","type-post","status-publish","format-standard","has-post-thumbnail","category-japan","tag-form-3","tag-initial-beneficial-ownership","tag-insider-ownership","tag-japan","tag-japan-smaller-capitalization-fund","tag-jof","tag-nihon","tag-sec-filing","tag-shoichi-ohkoshi"],"_links":{"self":[{"href":"https:\/\/www.europesays.com\/japan\/wp-json\/wp\/v2\/posts\/109","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.europesays.com\/japan\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.europesays.com\/japan\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.europesays.com\/japan\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.europesays.com\/japan\/wp-json\/wp\/v2\/comments?post=109"}],"version-history":[{"count":0,"href":"https:\/\/www.europesays.com\/japan\/wp-json\/wp\/v2\/posts\/109\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.europesays.com\/japan\/wp-json\/wp\/v2\/media\/110"}],"wp:attachment":[{"href":"https:\/\/www.europesays.com\/japan\/wp-json\/wp\/v2\/media?parent=109"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.europesays.com\/japan\/wp-json\/wp\/v2\/categories?post=109"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.europesays.com\/japan\/wp-json\/wp\/v2\/tags?post=109"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}