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Browsing Tag

SEC

78 posts
AAI
Investors sue Oracle, allege executives dumped $1.87B amid AI hype
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Investors sue Oracle, allege executives dumped $1.87B amid AI hype

  • 2026-02-05
The suit flags a red flag advisors know well: insider selling before the fall. Investors allege Oracle misled…
CConflicts
SEC slaps advisor with penalty for hiding SPAC conflict of interest
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SEC slaps advisor with penalty for hiding SPAC conflict of interest

  • 2026-01-28
The California firm invested $160 million in client money to close a deal that benefited itself. The SEC…
CCrypto
SEC Withdraws Suit Against Crypto Firm Gemini
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SEC Withdraws Suit Against Crypto Firm Gemini

  • 2026-01-25
Federal regulators have dropped a lawsuit against cryptocurrency exchange Gemini. In a court filing Friday (Jan. 23), the…
UUnited Kingdom
UK blasts Wright State, 96-53
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UK blasts Wright State, 96-53

  • 2025-12-20
LEXINGTON, Ky. (WKYT) -Junior Clara Strack scored a game-high 26 points in leading No. 12 Kentucky to a…
CCrypto
FTX
Read More

3 Former Execs Involved With FTX Agree to SEC Final Judgments

  • 2025-12-20
Three former executives involved with bankrupt cryptocurrency exchange FTX have agreed to final judgments from the Securities and Exchange…
BBusiness
FBI Investigating Founder Accused of Using VC Money to Pay for Her House
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FBI Investigating Founder Accused of Using VC Money to Pay for Her House

  • 2025-12-16
Shiloh Luckey, founder and former CEO of ComplYant, a Los-Angeles-based tax-compliance startup that raised more than $13 million…
CCrypto
SEC Zeroes In on Advisors Recommending Alternatives. Just Not Crypto 
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SEC Zeroes In on Advisors Recommending Alternatives. Just Not Crypto 

  • 2025-11-20
Is that everything? OK. The SEC’s priorities for 2026 focus on complex products and alternatives like private equity…
UUnited States
Bianna Muoneke powers Georgia volleyball to fifth straight win | Georgia Sports
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Bianna Muoneke powers Georgia volleyball to fifth straight win | Georgia Sports

  • 2025-10-20
Georgia volleyball beat Mississippi State in Stegeman Coliseum on Sunday, Oct. 19, to extend its win streak to…
BBusiness
SEC and CFTC Aim to Harmonize Regulations
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SEC and CFTC Aim to Harmonize Regulations

  • 2025-09-06
“It is a new day at the SEC and the CFTC, and today we reaffirm the need to…
CCrypto
Spot Crypto Trading Moves Closer to Mainstream With SEC, CFTC Backing — Here’s What It Means
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Spot Crypto Trading Moves Closer to Mainstream With SEC, CFTC Backing — Here’s What It Means

  • 2025-09-03
Spot crypto trading is edging closer to mainstream finance after US regulators clarified that registered exchanges may facilitate…
CCrypto
Congress
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Fall Legislative Agenda Challenges SEC Grip on Crypto Oversight

  • 2025-09-02
Labor Day doesn’t just mark the end of summer, but also the return of U.S. lawmakers to Congress…
PPortugal
HBCU notebook: Howard's Portugal trip is a successful foundation
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HBCU notebook: Howard’s Portugal trip is a successful foundation

  • 2025-08-18
Howard University guard Ariella Henigan made sure of that. One wicked crossover dribble from the Chicago native sent…
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