FinCEN record-setting AML penalty against UBS was years in the making
FinCEN levied a $125 million penalty against UBS Financial Services (UBSFS), a broker-dealer and futures commission merchant, due…
UBS fined $125m in US for money laundering breaches
The US Treasury’s Financial Crimes Enforcement Network has ordered UBS to pay a $125m civil penalty for “wilful”…
UBS fined record $125 million for money laundering violations
UBS Financial Services agreed to pay a $125 million civil penalty to the U.S. Treasury’s Financial Crimes Enforcement…
ANALYSIS: Why UBS banked a Russian billionaire with reported ties to Putin
By PAUL O’DONOGHUE, Senior Correspondent BACK in 2015, staff working at a US division of banking giant UBS…
INSIGHT: The key compliance lessons from FinCEN’s historic $125m UBS fine
By SARAH BETH FELIX, Special Correspondent UBS is a recidivist, and FinCEN proved it with its latest order,…
FinCEN Hits UBS With Record $125M Fine for Repeat AML Monitoring Failures
The Treasury Department’s Financial Crimes Enforcement Network on Monday assessed a $125 million civil money penalty against UBS…
UBS fined $125 million by US regulators for money laundering violations
WASHINGTON, Aug 3 (Reuters) – UBS was fined $125 million by U.S. regulators for alleged willful violations of…
UBS Pays $125 Million to Settle US Charges of AML Failures
Four U.S. regulators have reached separate agreements with UBS Financial Services in which the company will pay a…
UBS Financial Services Pays $125 Million Fine for AML and Bank Secrecy Act Violations | Ukraine news
A US enforcement deal puts UBS’s compliance record under renewed scrutiny, with regulators highlighting repeat failures and risks…
BREAKING: UBS fined record $125m by FinCEN over ‘willful’ AML breaches
By PAUL O’DONOGHUE, Senior Correspondent FINCEN, the U.S. Treasury’s anti-money laundering agency, has imposed a record $125 million…